This package provides comprehensive training on critical compliance topics for mutual fund dealers. It covers ethical decision-making, anti-money laundering obligations, financial principles, and professional responsibilities in the financial services industry. Designed to enhance regulatory understanding and risk management, this package ensures mutual fund dealers remain compliant while effectively serving their clients.

Credit Outline:

• 2 BC - Ethics
• 8 BC - Other
• 20 PD

Please be advised that the courses hosted by LearnFormula in this package belong to, and have been accredited by, Pro-Seminars Ltd. Courses in this package are accredited for MFDA CE hours.

Additionally, MFD Compliance (MC) Credits must be obtained by completing continuing education activities specifically created and designated by CIRO for MFD Compliance Credits.